Job Description

Our client is looking for a dynamic and experienced Chief Compliance Officer to spearhead the compliance strategy and operations across the organization. This pivotal role entails the development and implementation of robust compliance frameworks that adhere to regulations while promoting ethical business practices. The ideal candidate will collaborate with executive leadership to ensure that our compliance objectives are aligned with broader business strategies and will play a crucial role in fostering a culture of compliance within the organization.

To learn more about the company, please visit Keller Executive Search’s website:

Key Responsibilities:

• Develop and oversee the implementation of the compliance program, ensuring alignment with applicable laws and regulations.

• Lead compliance training and education initiatives across the organization, ensuring all employees are aware of compliance standards and policies.

• Monitor and report on compliance risks and issues, working closely with other departments to mitigate potential compliance-related concerns.

• Stay current on regulatory changes impacting the business and ensure timely updates to compliance policies and procedures.

• Coordinate internal and external audits and work with auditors to ensure compliance objectives are met.

• Foster strong relationships with regulatory agencies and facilitate effective communication regarding compliance matters.

• Drive the culture of compliance throughout the organization by actively promoting ethical behavior and compliance best practices.

Requirements

• Minimum of 10 years of compliance experience, with at least 5 years in a leadership position.
• Strong understanding of compliance laws and regulations relevant to the industry.
• Experience in developing and implementing effective compliance programs.
• Excellent communication and interpersonal skills, with the ability to influence at all levels of the organization.
• Proven ability to analyze compliance issues and risks and develop effective solutions.
• Strong organizational and project management skills, with the ability to manage multiple priorities.
• Ability to work independently and as part of a team in a fast-paced environment.
• Relevant certifications in compliance, such as Certified Compliance and Ethics Professional (CCEP), are a plus.

Preferred Qualifications:

• Experience in the financial services or fintech sector.

• Demonstrated ability to navigate complex regulatory environments and foster relationships with regulators.

• Fluency in an additional language is a plus.

Benefits

Work Perks:

• Enjoy a dynamic, inclusive workplace culture that values creativity and collaboration.
• Access to generous PTO, flexible hours, and top-tier Medical, Dental, and Vision coverage.
• A handsome salary range of $260k to $330k.
• Work in a sleek, modern office equipped with a fully stocked kitchen and premium coffee.
• Take part in exciting team-building activities and avenues for career advancement.

_ Equal Employment Opportunity and Non-Discrimination Policy USA  _

_ Equal Employment Opportunity Statement: Both Keller Executive Search and our clients are Equal Opportunity Employers. For all positions, whether with Keller Executive Search or our clients, qualified applicants will receive consideration for employment without regard to race, skin color, religion, sex, sexual orientation, gender identity, gender expression, national origin, age, protected veteran status, disability, genetic information, or any other legally protected status.  _

_ Commitment to Diversity: Keller Executive Search and its clients are committed to fostering a diverse and inclusive work environment where all individuals are valued and respected.  _

_ Reasonable Accommodations: Both Keller Executive Search and our clients are committed to providing reasonable accommodations to individuals with disabilities and pregnant individuals. We engage in an interactive process to determine effective, reasonable accommodations.   _

_ Compensation Information: For client positions, compensation information is available in the job post. If not provided, it will be shared during the interview process in accordance with applicable laws. When required by law, salary ranges will be included in job postings. Actual salary may depend on skills, experience, and comparison to current employees in similar roles. Salary ranges may vary based on role and location.  _

_ Compliance with Laws: Both Keller Executive Search and our clients comply with federal, state, and local laws governing nondiscrimination in employment. This policy applies to all employment terms and conditions, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation, and training.  _

_ Workplace Harassment: Both Keller Executive Search and our clients expressly prohibit any form of workplace harassment based on race, skin color, religion, gender, sexual orientation, gender identity or expression, national origin, age, genetic information, disability, or veteran status.  _

_ E-Verify Participation: Keller Executive Search and/or our clients may participate in E-Verify. Information about E-Verify participation will be provided during the application process where applicable.  _

_ Privacy and Pay Equity:  _

• California Residents: For more information about the categories of personal information we collect for recruiting and employment purposes, please review our Privacy Policy at _ _ __ .  _

• _ Colorado, Nevada, New York City, California, and Washington Residents: Compensation information is available in the job post or will be provided during the interview process if not initially available.  _

• _ Both Keller Executive Search and our clients are committed to pay equity and conduct periodic pay equity analyses in accordance with applicable laws.  _

_ State-Specific Information:  _

• _ Rhode Island: We do not request or require salary history from applicants.  _

• _ Connecticut: We provide wage range information upon request or before discussing compensation.  _

• _ New Jersey: We do not inquire about salary history unless voluntarily disclosed.  _

_ Veteran Status: Both Keller Executive Search and our clients provide equal employment opportunities to veterans and comply with applicable state laws regarding veteran preference in employment. If you are a veteran, please inform us during the application process.  _

_ Genetic Information: In accordance with federal and state laws, both Keller Executive Search and our clients do not discriminate based on genetic information. We do not request or require genetic information from applicants or employees, except as permitted by law.  _

_ Local Laws: Both Keller Executive Search and our clients comply with all applicable local laws and ordinances regarding employment practices in the areas where we operate.  _

_ Note: This job posting may be for a position with Keller Executive Search or one of our clients. The specific employer will be identified during the application and interview process. Employment laws and requirements may vary depending on the employer and location.  _

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